Search Result

61 - 80 of 793 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model