Search Result

681 - 700 of 781 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

DISP 3.1 Application and Purpose

As Published: 2003

DISP 3.1 Application and Purpose

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

DTR 5.11 Non EEA state issuers

As Published: 2007

DTR 5.11 Non EEA state issuers

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities