Search Result

661 - 680 of 752 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

REC 3.23 Default

As Published: 2001

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 12.1 Application

As Published: 2005

LR 12.1 Application

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COB 12.1 Application

As Published: 2003

COB 12.1 Application

COB 10.1 Application

As Published: 2006

COB 10.1 Application

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

COB 10.6 Scheme documents for an unregulated collective investment scheme

As Published: 2003

COB 10.6 Scheme documents for an unregulated collective investment scheme

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities