Search Result

541 - 560 of 771 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance