Search Result

461 - 480 of 853 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose