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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping