Search Result

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

COND 1.3 General

As Published: 2001

COND 1.3 General

…

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

…

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 13A.3 Qualifications for authorisation under the Act

SUP 15.3 General notification requirements

SUP 13A.1 Application and purpose

SYSC 4.1 General requirements

COND 2.5 Threshold condition 5: Suitability

SUP App 3.3 Background

SUP 13.7 Changes to cross border services

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SUP 13.6 Changes to branches

SUP 13.5 Notices of intention

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SYSC 4.2 Persons who effectively direct the business

SUP 12.6 Continuing obligations of firms with appointed representatives

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order