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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

…

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

…

LR 14.1 Application

As Published: 2005

LR 14.1 Application

…

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

…

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

…

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

…

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

…

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

…

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

…

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

…

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

…

COND 1.3 General

As Published: 2001

COND 1.3 General

…

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

…

DTR 5.11 Non EEA state issuers

As Published: 2007

DTR 5.11 Non EEA state issuers

…

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