Search Result

101 - 120 of 877 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies