Search Result

161 - 180 of 726 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application