Search Result

681 - 700 of 776 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.11 Non EEA state issuers

As Published: 2007

DTR 5.11 Non EEA state issuers

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

DISP 3.1 Application and Purpose

As Published: 2003

DISP 3.1 Application and Purpose

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages