Search Result

521 - 540 of 807 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 1.1

As Published: 2005

PR App 1.1

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

REC 3.23 Default

As Published: 2001

REC 3.23 Default

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction