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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

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DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

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LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

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SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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