Search Result

441 - 460 of 831 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company