Search Result

61 - 80 of 818 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference