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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

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DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

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MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

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LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

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PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

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PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

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