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SYSC 3.2 Areas covered by systems and controls
As Published: 2002
SYSC 3.2 Areas covered by systems and controls
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PR 5.5 Persons responsible for a prospectus
As Published: 2005
PR 5.5 Persons responsible for a prospectus
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ICOB 7.2 Group policies and third party claimants
As Published: 2005
ICOB 7.2 Group policies and third party claimants
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SYSC 5.1 Skills, knowledge and expertise
As Published: 2006
SYSC 5.1 Skills, knowledge and expertise
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REC 6.8 Powers of direction and revocation of recognition orders
As Published: 2001
REC 6.8 Powers of direction and revocation of recognition orders
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PERG 8.16 Financial promotions concerning funeral plans
As Published: 2005
PERG 8.16 Financial promotions concerning funeral plans
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LR 12.5 Purchase of own securities other than equity shares
As Published: 2005
LR 12.5 Purchase of own securities other than equity shares
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BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs
As Published: 2007
BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs
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