Search Result

21 - 40 of 867 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements