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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COB 10.1 Application

As Published: 2006

COB 10.1 Application

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose