Search Result

581 - 600 of 907 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors