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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)