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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose