Search Result

701 - 720 of 761 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 17.4 Disclosures

As Published: 2006

LR 17.4 Disclosures

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose