Search Result

481 - 500 of 703 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

…

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

…

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

…

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

…

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

…

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

…

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

…

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

…

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

…

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

…

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

…

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

…