Search Result

241 - 260 of 840 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance