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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements