Search Result

141 - 160 of 730 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application