Search Result

101 - 120 of 866 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements