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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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LR 6.1 Application

As Published: 2005

LR 6.1 Application

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BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

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SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

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DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

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GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

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LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

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