Search Result

561 - 580 of 810 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions