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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

As Published: 2007

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DTR 3.1

As Published: 2005

DTR 3.1

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application