Search Result

461 - 480 of 792 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others