Search Result

181 - 200 of 738 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

LR 6.1 Application

As Published: 2005

LR 6.1 Application

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations