Search Result

661 - 680 of 861 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2002

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)