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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company