Search Result

581 - 600 of 834 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2007

BIPRU 5.2 The central principles of credit risk mitigation

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking