Search Result

421 - 440 of 720 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants