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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions