Search Result

381 - 400 of 728 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies