Search Result

161 - 180 of 611 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units