Search Result

141 - 160 of 536 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative