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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose