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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

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REC 3.23 Default

As Published: 2001

REC 3.23 Default

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LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

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DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

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FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

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ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

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