Search Result

41 - 60 of 558 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process