Search Result

41 - 60 of 554 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus