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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans