Search Result

481 - 500 of 616 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

COB 11.1 Application

As Published: 2006

COB 11.1 Application

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose