Search Result

461 - 480 of 650 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs