Search Result

421 - 440 of 650 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles