Search Result

301 - 320 of 574 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

COB 10.7 Periodic statements for an unregulated collective investment scheme

As Published: 2001

COB 10.7 Periodic statements for an unregulated collective investment scheme

COB 10.6 Scheme documents for an unregulated collective investment scheme

As Published: 2003

COB 10.6 Scheme documents for an unregulated collective investment scheme